Wagner Program Services Service-Disabled Veteran-Owned Small Business

Regulatory Compliance Support for Federal Prime Contractors.

Federal primes carry the compliance burden for entire contracts — examinations, audits, corrective actions, and reporting that never stops. Wagner Program Services designs, builds, and tests the compliance programs that carry that weight, so a finding never catches your program flat-footed.

We don't just execute controls. We defend them — directly to regulators.

Compliance Capability Is Contract Capability

Federal prime contractors are accountable for regulatory compliance across everything they deliver — regulatory obligations, establishing controls, quality standards, and audit response. When the examination comes, the program either holds up or it doesn't.

The Examination Exposure

Regulatory examinations and audits demand organized findings, defensible risk assessments, and a credible liaison in the room. Scrambling to compile evidence after the request lands is how findings multiply.

The Build-Out Gap

Compliance programs don't run on policy binders. They need QC/QA teams, SOPs, performance metrics, and case management infrastructure — and most programs were never built from the ground up to produce evidence.

The Corrective Action Drag

Findings without managed corrective action become repeat findings. Programs need risk assessment, system recommendations, and closure tracking that regulators can follow — not a spreadsheet nobody owns.

12+
Years of regulatory compliance leadership at a top-tier financial institution
7
Managers led across QC, performance, and case inventory functions
100%
Of revenue to WPS counts toward prime small business subcontracting goals

What Sets WPS Apart

Compliance leadership forged inside a top-tier financial institution — where the programs were large, the regulators were present, and the findings had consequences.

01
Regulator-Facing Experience Served as the primary liaison compiling and presenting audit findings and risk assessments directly to federal regulators and internal audit. Not just executing controls — defending them.
02
Builds Programs From Zero A track record of designing QC/QA teams, SOPs, and performance metrics from the ground up — and rolling them out across multiple markets, not just maintaining what someone else built.
03
Director-Level Compliance Leadership 12+ years of financial regulatory compliance operations leadership at a top-tier financial institution, culminating in oversight of seven managers across access management, performance, case inventory, hiring, and QA/QC review.

Core Competencies

End-to-end regulatory compliance support — from designing the program to defending it in front of the regulator.

Build

Compliance Program Design

Design, Testing & QC/QA Build-Out

Regulatory compliance program design, control testing, and quality control / quality assurance build-out — teams, SOPs, and review structures constructed to produce audit-ready evidence from day one.

Defend

Examination & Audit Response

Federal Regulator Liaison & Reporting

Regulatory examination and audit response — compiling findings, preparing risk assessments, and serving as the liaison who presents and defends the program directly to federal regulators and internal audit.

Assess

Risk & Corrective Action

Assessment Through Closure

Risk assessment, system recommendations, and corrective action management — findings tracked from identification through remediation and closure, with a trail regulators can follow.

Modernize

Case Management Modernization

Requirements & Technology Support

Case management system requirements development and technology modernization support — so compliance operations run on infrastructure built for the caseload, not around it.

Measure

Metrics, KRIs & KPIs

Cross-Workstream Reporting

Performance metrics, key risk indicator (KRI) and key performance indicator (KPI) development, and cross-workstream reporting that gives leadership one defensible view of compliance health.

Lead

Team Leadership & QC Operations

Multi-Manager Program Leadership

Multi-manager team leadership across QC, performance, and case inventory functions — standing up and running the human side of the compliance program, not just the paperwork.

Resources

White Papers

Field notes on the regulatory environment federal contractors actually operate in. Free, no email required.

Cover of the white paper: Regulated Twice

Regulated Twice: Why Compliance Is the Hardest Deliverable in Federal Financial Services Contracting

Federal agencies estimated $186 billion in improper payments in FY2025. Contractors in and around federal financial programs answer to the contract and the regulatory ecosystem at once — payment integrity mandates, consumer protection statutes, and examination regimes converging on the same operations.

Download
9 pages · PDF
Cover of the white paper: When Compliance Fails

When Compliance Fails: The Real Cost of Weak Compliance Management in Government Contracting

FY2025 set an all-time enforcement record — $6.8 billion in False Claims Act recoveries and 1,297 new whistleblower suits. Where the risk lives sector by sector, what a failure costs beyond the settlement, and what examination-ready actually looks like.

Download
9 pages · PDF

Built to Team With Primes

A certified SDVOSB with the compliance depth primes need and the small business credit they're measured on.

Certified Service-Disabled Veteran-Owned Small Business (SDVOSB), organized in Arizona
Every dollar to WPS counts toward prime small business subcontracting goals
Financial regulatory compliance depth built at a top-tier financial institution
Available for teaming and subcontracting on regulatory examination support and compliance monitoring set-asides

UEI: CZCNFX3F92X5 • CAGE: 18TG4 • NAICS: 541611 (primary), 541618, 541690, 541990

Who We Work With

Federal Prime Contractors

Carrying financial regulatory or broader compliance obligations on federal contracts and needing proven build-out, QC/QA, and examination-response capability.

Primes With Subcontracting Goals

Looking for qualified SDVOSB teaming partners who bring real capability — director-level compliance leadership that strengthens the proposal and the delivery.

Agencies & Program Offices

Pursuing compliance monitoring, QC/QA support, or case management modernization through small business set-asides and looking for SDVOSB capability.

Don't Wait for the Finding to Build the Program.

Whether you're preparing for an examination, standing up a QC/QA function, or working down a corrective action backlog — the right time to build defensible compliance is before someone asks for it. Let's talk about where you stand.

Let's Talk

Whether you're a prime looking for SDVOSB compliance capability, preparing for a regulatory examination, or standing up a QC/QA function on an existing program — we'd like to hear from you.

Phoenix, AZ 85024

SDVOSB • UEI: CZCNFX3F92X5 • CAGE: 18TG4 • NAICS: 541611, 541618, 541690, 541990

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